NUCLEUS FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Greenside

  12 Blenheim Place

  Edinburgh

  Midlothian

  EH7 5JH

  UNITED KINGDOM

  Phone

  +4401312269800

  Web

  https://www.nucleusfinancial.com

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4401312269740

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christoph Paul Otto Woell

  IRN CXW00780

  • [FCA CF] Significant management (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Christopher Martyn Williams

  IRN CMW00024

  • [FCA CF] Significant management (8 Jun 2022 to 13 Aug 2025)
• Christopher Paul Hobson

  IRN CXH00815

  • [FCA CF] Significant management (since 8 Aug 2024)
• Ciara Ward-Jenkins

  IRN CXW00455

  • [FCA CF] Significant management (since 24 Sep 2025)
• Clare Jane Bousfield

  IRN CJB01252

  • SMF10 Chair of the Risk Committee (9 Oct 2024 to 1 Jul 2025)
• Darren Ronald Lowry

  IRN DRL00016

  • [FCA CF] Material risk taker (3 Feb 2022 to 21 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2022)
• David Ritchie Ferguson

  IRN DRF01051

  • SMF1 Chief Executive (9 Dec 2019 to 7 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2021)
  • CF8 Apportionment and Oversight (19 Dec 2006 to 31 Oct 2007)
  • CF3 Chief Executive (19 Dec 2006 to 8 Dec 2019)
  • CF1 Director (19 Dec 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Dec 2006 to 1 Apr 2009)
  • Responsible for Insurance Mediation (19 Dec 2006 to 30 Sep 2018)
• David Sean Power

  IRN DXP00166

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2022)
  • [FCA CF] Material risk taker (since 3 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2024)
• David Victor Paige

  IRN DVP01012

  • SMF10 Chair of the Risk Committee (11 Oct 2021 to 17 Jun 2022)
  • SMF11 Chair of the Audit Committee (11 Oct 2021 to 2 Dec 2022)
• Donna-Louise Ritson

  IRN DXR00153

  • [FCA CF] Material risk taker (3 Feb 2022 to 14 May 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 14 May 2024)

No changes recorded yet.