Date authorised
1 April 2013
Companies House
00157508
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Ships, Suretyship

    Show 1 limitation
    • · Before effecting any contract of insurance in the course of its business the firm is required to seek and obtain from both the PRA and FCA confirmation that the regulator does not object to the firm effecting the contract of insurance and reinsurance

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Edward Kain

    IRN PEK01009

    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2002)
  • Philip John Davey

    IRN PJD01305

    • SMF5 Head of Internal Audit (10 Dec 2018 to 6 Jun 2024)
    • SIMF5 Head of Internal Audit Function (8 Dec 2016 to 9 Dec 2018)
  • Richard Michael Chilvers

    IRN RXC36890

    • [PRA CF] Key function holder (10 Dec 2018 to 3 Mar 2021)
  • Stephen Charles Edler

    IRN SCE01037

    • SMF20 Chief Actuary (since 29 Apr 2024)
  • Stephen Michael

    IRN SAM01109

    • SMF1 Chief Executive (29 Dec 2022 to 23 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 21 Nov 2016)
    • CF8 Apportionment and Oversight (1 Mar 2009 to 6 Mar 2016)
    • CF1 Director (1 Mar 2009 to 21 Nov 2016)
    • CF3 Chief Executive (1 Mar 2009 to 6 Mar 2016)
  • Terence Rodney Masters

    IRN TRM01062

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
  • Thomas Allen Bolt

    IRN TAB01040

    • CF3 Chief Executive (8 Apr 2008 to 1 Mar 2009)
    • CF1 Director (8 Apr 2008 to 1 Mar 2009)
    • CF8 Apportionment and Oversight (8 Apr 2008 to 1 Mar 2009)
  • Vijay Anantray Mavani

    IRN VXH01035

    • SMF10 Chair of the Risk Committee (since 10 Dec 2018)
    • SMF11 Chair of the Audit Committee (since 10 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (2 May 2008 to 6 Mar 2016)
  • William Klaas Dikland

    IRN WKD01003

    • CF1 Director (1 Dec 2001 to 12 Jun 2008)
  • William Patrick Robertson B Comm CA ACII

    IRN WPR01011

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Dec 2016)
    • CF28 Systems and controls (1 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.