NPJ Asset Management LLP

Date authorised
1 April 2013
Companies House
OC316879
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    152A Walton Street
    London
    Kensington And Chelsea
    SW3 2JJ
    UNITED KINGDOM
    Phone
    +442073519832

  • Complaints Contact

    152A Walton Street
    London
    Kensington And Chelsea
    SW3 2JJ
    UNITED KINGDOM
    Phone
    +442073519832

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederick Francis Jeremy Johnson

    IRN FXJ00021

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jack Nikoloff Arnoff

    IRN JNA01014

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • Jonathon Edward Allum

    IRN JEA01061

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jun 2010 to 8 Dec 2019)
    • CF4 Partner (19 Apr 2007 to 8 Dec 2019)
  • Jury Ostrowsky

    IRN JXO01076

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • Nicholas Anthony Donatus Johnson

    IRN NAJ01012

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 May 2006 to 31 Oct 2007)
    • CF4 Partner (8 May 2006 to 8 Dec 2019)
    • CF3 Chief Executive (8 May 2006 to 8 Dec 2019)
  • Peter Joseph William Johnson

    IRN PJJ01053

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (8 May 2006 to 8 Dec 2019)
    • CF27 Investment Management (8 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (8 May 2006 to 26 Apr 2010)
    • CF10 Compliance Oversight (8 May 2006 to 26 Apr 2010)
  • Thomas Studd

    IRN TXS02133

    • CF30 Customer (1 Nov 2007 to 26 Aug 2008)
    • CF26 Customer Trading (6 Jun 2006 to 31 Oct 2007)
  • William John Howard Gould

    IRN WJG01042

    • SMF27 Partner (9 Dec 2019 to 18 Jan 2020)
    • CF4 Partner (30 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2008 to 8 Dec 2019)
  • Yau Loc Chia

    IRN YLC01003

    • CF4 Partner (24 Feb 2015 to 8 Jun 2018)
    • CF30 Customer (6 Jun 2008 to 8 Jun 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.