Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (15 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2008 to 8 Dec 2019)
  • NPJ Asset Management LLP (no longer approved here)

    FRN 446495

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF27 Investment Management (1 Dec 2001 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.