Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
    • CF4 Partner (8 May 2006 to 8 Dec 2019)
    • CF27 Investment Management (8 May 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 May 2006 to 26 Apr 2010)
    • CF11 Money Laundering Reporting (8 May 2006 to 26 Apr 2010)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.