Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NPJ Asset Management LLP
FRN 446495
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
- CF4 Partner (8 May 2006 to 8 Dec 2019)
- CF27 Investment Management (8 May 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (8 May 2006 to 26 Apr 2010)
- CF11 Money Laundering Reporting (8 May 2006 to 26 Apr 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.