Novia Financial Plc

• Principal Place of Business

  2nd Floor Royal Mead

  Railway Place

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +443456808000

  Web

  https://www.wealthtime.com

• Complaints Contact

  2nd Floor Royal Mead

  Railway Place

  Bath

  Bath

  Somerset

  BA1 1SR

  UNITED KINGDOM

  Phone

  +443456808000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · limited to dealing in rights in the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Iain Alexander Jamieson

  IRN IAJ01010

  • SMF3 Executive Director (1 Apr 2025 to 14 Nov 2025)
  • SMF2 Chief Finance (1 Apr 2025 to 14 Nov 2025)
  • [FCA CF] Manager of certification employee (11 Mar 2025 to 24 Apr 2025)
  • [FCA CF] Material risk taker (11 Mar 2025 to 24 Apr 2025)
• Jadine Priestley

  IRN JXP00885

  • [FCA CF] Significant management (20 Nov 2023 to 3 Oct 2025)
• James Savage

  IRN JXS00661

  • [FCA CF] Significant management (9 Dec 2019 to 17 Sep 2021)
• Jane Dale

  IRN JED01078

  • SMF11 Chair of the Audit Committee (since 2 Aug 2021)
  • SMF10 Chair of the Risk Committee (2 Aug 2021 to 20 Jan 2024)
• Joanne Benson

  IRN JXB02815

  • SMF18 Other Overall Responsibility (25 Mar 2025 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (30 Jun 2023 to 31 Dec 2025)
• Jody Roblin

  IRN JXR00378

  • [FCA CF] Significant management (9 Dec 2019 to 3 Dec 2021)
• John Charles Amies Wilkinson

  IRN JCW01175

  • SMF4 Chief Risk (10 Jan 2025 to 14 Nov 2025)
• John Richard Beaumont

  IRN JRB01297

  • CF2 Non Executive Director (16 Sep 2008 to 8 Dec 2019)
• Julie Gawthorpe

  IRN JXG00218

  • [FCA CF] Material risk taker (21 May 2025 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (21 May 2025 to 30 Jun 2025)
  • SMF18 Other Overall Responsibility (19 Oct 2023 to 20 May 2025)
• Keith Furniss

  IRN KXF01246

  • [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2024)

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