Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Ingeborg Blehle

    IRN CIB01023

    • (94)CF21 Investment Adviser (22 Nov 2004 to 23 May 2006)
  • Christopher Durr

    IRN CXD01689

    • (77)CF30 Customer (16 Aug 2016 to 7 Dec 2016)
  • Christopher Joseph Foley

    IRN CJF01092

    • (553)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (554)[FCA CF] Material risk taker (26 Aug 2020 to 25 Aug 2022)
    • (551)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (552)CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
  • Christopher Michael Hawkins

    IRN CMH01075

    • (539)SMF3 Executive Director (9 Sep 2024 to 31 Mar 2026)
    • (542)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (543)[FCA CF] Material risk taker (26 Aug 2020 to 31 Mar 2026)
    • (544)[FCA CF] Manager of certification employee (26 Aug 2020 to 31 Mar 2026)
    • (545)[FCA CF] Significant management (26 Aug 2020 to 31 Mar 2026)
    • (540)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (541)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christopher Peter Gomm

    IRN CPG01048

    • (253)CF30 Customer (5 May 2016 to 27 Jun 2017)
  • Christopher Stuart Ansett

    IRN CSA01005

    • (368)[FCA CF] Client dealing (15 May 2024 to 11 Jul 2024)
  • Christopher Tung Chou

    IRN CTC01028

    • (167)CF30 Customer (7 Aug 2008 to 10 Jun 2010)
  • Chu Qing Olivia Ong

    IRN CXO00188

    • (388)[FCA CF] Client dealing (14 Sep 2023 to 11 Jan 2024)
  • Claudia Papotto

    IRN CXP01452

    • (502)[FCA CF] Client dealing (26 Aug 2020 to 25 Jul 2024)
    • (501)CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Claus Buch-Andersen

    IRN CXB01400

    • (314)CF21 Investment Adviser (6 Mar 2002 to 25 Jun 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Mitsubishi UFJ Trust International Limited

  2. trading name added: Mitsubishi Trust International Limited

  3. controlled function added: (7)SMF1 Chief Executive

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (4)SMF9 Chair of the Governing Body

  7. controlled function added: (3)Director of firm who is not a certification employee or a SMF manager

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Material risk taker

  10. controlled function added: (642)CF1 Director

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