Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (539)SMF3 Executive Director (9 Sep 2024 to 31 Mar 2026)
    • (542)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (544)[FCA CF] Manager of certification employee (26 Aug 2020 to 31 Mar 2026)
    • (545)[FCA CF] Significant management (26 Aug 2020 to 31 Mar 2026)
    • (543)[FCA CF] Material risk taker (26 Aug 2020 to 31 Mar 2026)
    • (540)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (541)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Significant management at Novate Global Markets Limited

  2. controlled function removed: SMF3 Executive Director at Novate Global Markets Limited

  3. controlled function removed: [FCA CF] Material risk taker at Novate Global Markets Limited

  4. controlled function removed: [FCA CF] Manager of certification employee at Novate Global Markets Limited

  5. controlled function added: (539)SMF3 Executive Director at Novate Global Markets Limited

  6. controlled function added: (540)CF30 Customer at Novate Global Markets Limited

  7. controlled function added: (541)CF21 Investment Adviser at Novate Global Markets Limited

  8. controlled function added: (542)[FCA CF] Client dealing at Novate Global Markets Limited

  9. controlled function added: (543)[FCA CF] Material risk taker at Novate Global Markets Limited

  10. controlled function added: (544)[FCA CF] Manager of certification employee at Novate Global Markets Limited