Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (539)SMF3 Executive Director (9 Sep 2024 to 31 Mar 2026)
- (542)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
- (544)[FCA CF] Manager of certification employee (26 Aug 2020 to 31 Mar 2026)
- (545)[FCA CF] Significant management (26 Aug 2020 to 31 Mar 2026)
- (543)[FCA CF] Material risk taker (26 Aug 2020 to 31 Mar 2026)
- (540)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (541)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (545)[FCA CF] Significant management at Novate Global Markets Limited