Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Martin Ryb

    IRN NMR01017

    • (297)CF30 Customer (1 Nov 2007 to 13 Mar 2014)
    • (298)CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
  • Nicholas Paul Watkins

    IRN NXW13857

    • (398)[FCA CF] Significant management (8 Mar 2023 to 20 Oct 2023)
    • (397)[FCA CF] Manager of certification employee (8 Mar 2023 to 20 Oct 2023)
    • (396)[FCA CF] Material risk taker (8 Mar 2023 to 20 Oct 2023)
  • Nicole Sattinger

    IRN NXS02347

    • (252)CF30 Customer (17 Nov 2017 to 1 Mar 2019)
  • Nicole Wong

    IRN NXW00202

    • (591)[FCA CF] Client dealing (13 May 2022 to 15 Jan 2026)
  • Nigel Lindsay Florence

    IRN NLF01008

    • (313)CF30 Customer (14 Nov 2013 to 12 Oct 2017)
  • Nilay Patel

    IRN NXP00049

    • (456)[FCA CF] CASS oversight function (21 Oct 2020 to 17 Feb 2022)
    • (454)[FCA CF] Material risk taker (26 Aug 2020 to 17 Feb 2022)
    • (455)[FCA CF] Significant management (26 Aug 2020 to 17 Feb 2022)
  • Nilgun Ilkbahar

    IRN NXI01010

    • (60)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
  • Nilukshi Dandeniya

    IRN NDD00022

    • (288)CF30 Customer (17 Nov 2010 to 8 Nov 2013)
  • Oliver Thomas Holzner

    IRN OTH01000

    • (49)CF30 Customer (8 Nov 2007 to 14 Apr 2008)
  • Olivia Sawkins

    IRN OXS00095

    • (347)[FCA CF] Client dealing (15 Jul 2025 to 29 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Mitsubishi UFJ Trust International Limited

  2. trading name added: Mitsubishi Trust International Limited

  3. controlled function added: (7)SMF1 Chief Executive

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (4)SMF9 Chair of the Governing Body

  7. controlled function added: (3)Director of firm who is not a certification employee or a SMF manager

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Material risk taker

  10. controlled function added: (642)CF1 Director