Nicholas Paul Watkins

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (397)[FCA CF] Manager of certification employee (8 Mar 2023 to 20 Oct 2023)
    • (396)[FCA CF] Material risk taker (8 Mar 2023 to 20 Oct 2023)
    • (398)[FCA CF] Significant management (8 Mar 2023 to 20 Oct 2023)
  • Afro Asian Insurance Services Limited (no longer approved here)

    FRN 310762

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 May 2022 to 25 Jan 2023)
    • SMF16 Compliance Oversight (9 May 2022 to 25 Jan 2023)
    • SMF3 Executive Director (9 May 2022 to 25 Jan 2023)
  • Brokersure Ltd (no longer approved here)

    FRN 501719

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • CF1 Director (4 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (4 Jul 2019 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (396)[FCA CF] Material risk taker at Novate Global Markets Limited

  2. controlled function added: (397)[FCA CF] Manager of certification employee at Novate Global Markets Limited

  3. controlled function added: (398)[FCA CF] Significant management at Novate Global Markets Limited