Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 16 Sep 2024)
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- (313)CF30 Customer (14 Nov 2013 to 12 Oct 2017)
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- CF30 Customer (1 Nov 2007 to 15 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (313)CF30 Customer at Novate Global Markets Limited