Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (313)CF30 Customer (14 Nov 2013 to 12 Oct 2017)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (313)CF30 Customer at Novate Global Markets Limited