Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vasiliki Bessy Gryllia

    IRN VBG01000

    • (112)CF21 Investment Adviser (25 Mar 2004 to 14 Jul 2004)
  • Vicky Won Young Choi

    IRN VXC00028

    • (474)[FCA CF] Client dealing (26 Aug 2020 to 18 Mar 2022)
    • (475)[FCA CF] Material risk taker (26 Aug 2020 to 18 Mar 2022)
  • Vincenzo Adriano Imondi

    IRN VAI01001

    • (268)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)
  • Vivek Prashar

    IRN VXP01114

    • (361)[FCA CF] Material risk taker (2 Sep 2024 to 28 Feb 2026)
    • (362)[FCA CF] Significant management (2 Sep 2024 to 28 Feb 2026)
  • Vladimir Stebakov

    IRN VXS01135

    • (238)CF30 Customer (16 Oct 2009 to 30 Mar 2010)
  • Vu Thuy Linh Pham

    IRN VXP00035

    • (451)[FCA CF] Material risk taker (16 May 2025 to 15 Jan 2026)
    • (453)[FCA CF] Significant management (16 May 2025 to 15 Jan 2026)
    • (452)[FCA CF] Manager of certification employee (16 May 2025 to 15 Jan 2026)
    • (450)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
  • Wayne Francis Dooley

    IRN WFD01002

    • (279)CF21 Investment Adviser (17 Jan 2006 to 23 Nov 2006)
  • Wei Ling Lau

    IRN WXL00117

    • (365)[FCA CF] Client dealing (11 Jul 2024 to 29 Aug 2024)
  • Wei Yin Teo

    IRN WXT00009

    • (427)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
  • Weihao Timothy Soo

    IRN WXS00048

    • (411)[FCA CF] Client dealing (8 Dec 2020 to 21 Sep 2021)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (571)[FCA CF] Material risk taker

  2. controlled function added: (570)[FCA CF] Significant management

  3. controlled function added: (569)[FCA CF] Material risk taker

  4. controlled function added: (568)[FCA CF] Client dealing

  5. controlled function added: (567)[FCA CF] Client dealing

  6. controlled function added: (566)[FCA CF] Client dealing

  7. controlled function added: (565)[FCA CF] Significant management

  8. controlled function added: (564)[FCA CF] Manager of certification employee

  9. controlled function added: (563)[FCA CF] Material risk taker

  10. controlled function added: (562)[FCA CF] CASS oversight function

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