Vivek Prashar

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (361)[FCA CF] Material risk taker (2 Sep 2024 to 28 Feb 2026)
    • (362)[FCA CF] Significant management (2 Sep 2024 to 28 Feb 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (361)[FCA CF] Material risk taker at Novate Global Markets Limited

  2. controlled function added: (362)[FCA CF] Significant management at Novate Global Markets Limited