Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wenna Yang

    IRN WXY01030

    • (482)[FCA CF] Material risk taker (26 Aug 2020 to 22 Aug 2024)
    • (481)[FCA CF] Client dealing (26 Aug 2020 to 21 Jan 2025)
    • (480)CF30 Customer (24 Feb 2015 to 8 Dec 2019)
  • William Burge

    IRN WXB01268

    • (265)CF30 Customer (29 Jul 2014 to 10 Sep 2015)
  • William Collins-Brown

    IRN WXC00103

    • (404)[FCA CF] Client dealing (7 Jul 2022 to 24 Jan 2023)
  • William Henry Nash

    IRN WHN01004

    • (83)CF30 Customer (1 Nov 2007 to 9 Feb 2011)
    • (84)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • William Keith Dawber

    IRN WKD01004

    • (276)CF21 Investment Adviser (3 Mar 2003 to 9 Aug 2007)
  • Xiaotong Zhu

    IRN XXZ00012

    • (408)[FCA CF] Client dealing (15 Apr 2021 to 14 Jun 2021)
  • Xun Lin

    IRN XXL00004

    • (425)[FCA CF] Client dealing (26 Aug 2020 to 1 Jun 2021)
  • YOSHITAKA FURUYA

    IRN YXF01044

    • (87)CF30 Customer (23 May 2011 to 28 Nov 2014)
  • Yasmine Linnéa Samarasinghe

    IRN YXS01061

    • (193)CF21 Investment Adviser (7 Oct 2002 to 30 Sep 2005)
  • Yasuharu Tsuru

    IRN YXT01064

    • (43)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (44)CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
    • (45)CF14 Risk Assessment (7 Jun 2005 to 6 Feb 2006)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (601)[FCA CF] Material risk taker

  2. controlled function added: (600)[FCA CF] Client dealing

  3. controlled function added: (599)CF21 Investment Adviser

  4. controlled function added: (598)CF30 Customer

  5. controlled function added: (597)[FCA CF] Client dealing

  6. controlled function added: (596)Director of firm who is not a certification employee or a SMF manager

  7. controlled function added: (595)CF2 Non Executive Director

  8. controlled function added: (594)[FCA CF] Client dealing

  9. controlled function added: (593)CF21 Investment Adviser

  10. controlled function added: (592)CF30 Customer

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