William Keith Dawber

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Client dealing (since 29 Sep 2025)
    • [FCA CF] Material risk taker (since 29 Sep 2025)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 18 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2018 to 18 Sep 2025)
    • [FCA CF] Client dealing (31 Jul 2017 to 18 Sep 2025)
  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • CF30 Customer (30 Nov 2015 to 30 Jun 2017)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (16 Dec 2008 to 16 Jun 2015)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (276)CF21 Investment Adviser (3 Mar 2003 to 9 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (276)CF21 Investment Adviser at Novate Global Markets Limited