Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (12 Oct 2016 to 18 Jun 2019)
    • [FCA CF] Manager of certification employee (12 Oct 2016 to 18 Jun 2019)
    • CF30 Customer (31 Mar 2011 to 6 Mar 2016)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (83)CF30 Customer (1 Nov 2007 to 9 Feb 2011)
    • (84)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (83)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (84)CF21 Investment Adviser at Novate Global Markets Limited