Novate Global Markets Limited

Principal Place of Business

Phone

+442045422778

Web

https://www.novategm.com

Complaints Contact

Phone

+442045422778

Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Authorised to Operate

Arranges Investments

For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

Stockbroking

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

Trades With You Directly

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

Investment Setup

For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

IRN AJT01209

• (130)CF30 Customer (1 Nov 2007 to 2 Jun 2008)
• (131)CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)

IRN AML01067

• (200)CF21 Investment Adviser (25 Jan 2006 to 30 Jan 2006)

IRN AXS01916

• (105)CF21 Investment Adviser (17 Sep 2003 to 19 Feb 2004)

IRN AWJ01039

• (306)CF30 Customer (1 Oct 2012 to 13 Aug 2018)

IRN AXT01659

• (284)CF30 Customer (28 Mar 2012 to 29 Nov 2012)

IRN ALW01045

• (68)CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)

IRN AXF01162

• (188)CF30 Customer (4 Mar 2008 to 13 Aug 2008)

IRN AAA01020

• (16)CF13 Finance (1 Dec 2001 to 4 Mar 2005)

IRN AXW01252

• (295)CF30 Customer (20 Dec 2007 to 20 Aug 2018)

IRN AXS03489

• (166)CF30 Customer (25 Nov 2013 to 15 Apr 2015)