Alexandru-ovidiu Toroican

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 14 Nov 2022)
MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- CF30 Customer (5 Dec 2018 to 6 Aug 2019)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (284)CF30 Customer (28 Mar 2012 to 29 Nov 2012)
Park Walk Europe LLP (no longer approved here)
FRN 502209
- CF30 Customer (12 Apr 2011 to 29 Feb 2012)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (284)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.