Alison Cummins

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited

    FRN 219706

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (295)CF30 Customer (20 Dec 2007 to 20 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (295)CF30 Customer at Novate Global Markets Limited