Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hiroshi Minagawa

    IRN HXM01080

    • (218)CF8 Apportionment and Oversight (29 Mar 2004 to 22 Jul 2005)
    • (219)CF1 Director (1 Dec 2001 to 22 Jul 2005)
    • (217)CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
    • (216)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Hiroshi Nakazawa

    IRN HXN00050

    • (629)SMF9 Chair of the Governing Body (29 Sep 2022 to 1 Apr 2024)
  • Hiroshi Ohta

    IRN HXO01081

    • (204)CF2 Non Executive Director (2 Oct 2009 to 8 Nov 2011)
  • Hisashi Ito

    IRN HXI01078

    • (170)CF2 Non Executive Director (2 Jul 2010 to 22 May 2012)
  • Hisashi Kanamori

    IRN HXK01138

    • (607)Director of firm who is not a certification employee or a SMF manager (2 Dec 2020 to 1 Apr 2022)
    • (606)CF2 Non Executive Director (17 Aug 2015 to 5 Apr 2018)
  • Hitoshi Shinto

    IRN HXS01317

    • (205)CF2 Non Executive Director (21 Apr 2005 to 4 Jun 2007)
  • Ho Pak Li

    IRN HXL00099

    • (597)[FCA CF] Client dealing (1 Jun 2021 to 15 Jan 2024)
  • Hong-Anh Sarah Dinh

    IRN HSD01013

    • (194)CF30 Customer (25 Apr 2008 to 4 Dec 2008)
  • Hugo Charles Flower

    IRN HXF00135

    • (354)[FCA CF] Client dealing (5 Mar 2025 to 24 Sep 2025)
  • Hui Xin Au Yeong

    IRN HXA00336

    • (351)[FCA CF] Client dealing (16 May 2025 to 11 Aug 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (621)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (620)CF30 Customer

  3. controlled function added: (619)CF30 Customer

  4. controlled function added: (618)[FCA CF] Client dealing

  5. controlled function added: (617)CF30 Customer

  6. controlled function added: (616)[FCA CF] Client dealing

  7. controlled function added: (615)CF30 Customer

  8. controlled function added: (614)CF30 Customer

  9. controlled function added: (613)[FCA CF] Client dealing

  10. controlled function added: (612)CF30 Customer

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