Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (607)Director of firm who is not a certification employee or a SMF manager (2 Dec 2020 to 1 Apr 2022)
    • (606)CF2 Non Executive Director (17 Aug 2015 to 5 Apr 2018)
  • Mitsubishi UFJ Trust and Banking Corporation (no longer approved here)

    FRN 124708

    • Director of firm who is not a certification employee or a SMF manager (5 Apr 2018 to 1 Apr 2022)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 5 Apr 2018)
    • CF3 Chief Executive (5 Jun 2015 to 6 Mar 2016)
    • CF26 Customer Trading (27 Sep 2004 to 3 Oct 2005)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF2 Non Executive Director (17 Aug 2015 to 17 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (606)CF2 Non Executive Director at Novate Global Markets Limited

  2. controlled function added: (607)Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited