Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (607)Director of firm who is not a certification employee or a SMF manager (2 Dec 2020 to 1 Apr 2022)
- (606)CF2 Non Executive Director (17 Aug 2015 to 5 Apr 2018)
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- Director of firm who is not a certification employee or a SMF manager (5 Apr 2018 to 1 Apr 2022)
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 5 Apr 2018)
- CF3 Chief Executive (5 Jun 2015 to 6 Mar 2016)
- CF26 Customer Trading (27 Sep 2004 to 3 Oct 2005)
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- CF2 Non Executive Director (17 Aug 2015 to 17 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (606)CF2 Non Executive Director at Novate Global Markets Limited
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controlled function added: (607)Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited