Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (218)CF8 Apportionment and Oversight (29 Mar 2004 to 22 Jul 2005)
- (216)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
- (217)CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
- (219)CF1 Director (1 Dec 2001 to 22 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (216)CF21 Investment Adviser at Novate Global Markets Limited
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controlled function added: (217)CF11 Money Laundering Reporting at Novate Global Markets Limited
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controlled function added: (218)CF8 Apportionment and Oversight at Novate Global Markets Limited
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controlled function added: (219)CF1 Director at Novate Global Markets Limited