Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (218)CF8 Apportionment and Oversight (29 Mar 2004 to 22 Jul 2005)
    • (216)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
    • (217)CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
    • (219)CF1 Director (1 Dec 2001 to 22 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (216)CF21 Investment Adviser at Novate Global Markets Limited

  2. controlled function added: (217)CF11 Money Laundering Reporting at Novate Global Markets Limited

  3. controlled function added: (218)CF8 Apportionment and Oversight at Novate Global Markets Limited

  4. controlled function added: (219)CF1 Director at Novate Global Markets Limited