Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Naomi Mori

    IRN NXM01173

    • (225)CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2004)
  • Naoya Ichimura

    IRN NXI01012

    • (61)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2003)
  • Naryelle Diniz Lamounier de Castro

    IRN NXD01206

    • (138)CF21 Investment Adviser (1 May 2007 to 25 Jun 2007)
  • Natalie Nicole Plumb

    IRN NXP00332

    • (389)[FCA CF] Material risk taker (25 Aug 2023 to 15 Dec 2023)
    • (390)[FCA CF] Significant management (25 Aug 2023 to 15 Dec 2023)
  • Natalie Reckmann

    IRN NXR01324

    • (114)CF30 Customer (8 Feb 2012 to 2 Jul 2013)
  • Natalya Ermolitskaya

    IRN NXE01141

    • (345)[FCA CF] Client dealing (6 Aug 2025 to 7 Oct 2025)
  • Neil Pedley

    IRN NXP01343

    • (269)CF30 Customer (11 Dec 2008 to 12 Oct 2017)
  • Nermin Askalany

    IRN NXM01371

    • (278)CF30 Customer (15 Oct 2009 to 14 Jun 2010)
  • Nicholas Druett

    IRN NED01017

    • (308)CF21 Investment Adviser (16 Jan 2007 to 15 May 2007)
  • Nicholas Keith Wren

    IRN NKW00006

    • (2)CF10 Compliance Oversight (1 Dec 2002 to 1 Jul 2005)
    • (1)CF11 Money Laundering Reporting (1 Dec 2002 to 1 Jul 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (631)CF1 Director

  2. controlled function added: (630)SMF3 Executive Director

  3. controlled function added: (629)SMF9 Chair of the Governing Body

  4. controlled function added: (628)SMF16 Compliance Oversight

  5. controlled function added: (627)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (626)SMF16 Compliance Oversight

  7. controlled function added: (625)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (624)CF10 Compliance Oversight

  9. controlled function added: (623)CF11 Money Laundering Reporting

  10. controlled function added: (622)SMF16 Compliance Oversight

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