Nicholas Druett

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 2 Mar 2020)
    • [FCA CF] Material risk taker (since 2 Mar 2020)
    • [FCA CF] Client dealing (since 14 Jul 2017)
    • [FCA CF] Manager of certification employee (since 14 Jul 2017)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 2 Mar 2020)
    • [FCA CF] Material risk taker (since 2 Mar 2020)
    • [FCA CF] Client dealing (since 14 Jul 2017)
    • [FCA CF] Manager of certification employee (since 14 Jul 2017)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (308)CF21 Investment Adviser (16 Jan 2007 to 15 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (308)CF21 Investment Adviser at Novate Global Markets Limited