Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (1)CF11 Money Laundering Reporting (1 Dec 2002 to 1 Jul 2005)
    • (2)CF10 Compliance Oversight (1 Dec 2002 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF11 Money Laundering Reporting at Novate Global Markets Limited

  2. controlled function added: (2)CF10 Compliance Oversight at Novate Global Markets Limited