Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sara Antonella Caselunghe

    IRN SAC01201

    • (184)CF30 Customer (8 Sep 2008 to 11 May 2010)
  • Sara Maniatis

    IRN SXM03870

    • (5)CF30 Customer (5 Feb 2016 to 12 Apr 2016)
  • Sara Tangyen Zhao

    IRN SXZ00012

    • (419)[FCA CF] Client dealing (20 May 2025 to 15 Jan 2026)
  • Sean Emmet O'Brien

    IRN SEO01007

    • (274)CF21 Investment Adviser (10 Feb 2003 to 23 Dec 2004)
  • Sean O'Keeffe

    IRN SXO01060

    • (355)[FCA CF] Client dealing (28 Feb 2025 to 8 Aug 2025)
  • Sebastian Pecoraro

    IRN SXP01034

    • (357)[FCA CF] Significant management (17 Jan 2025 to 30 Apr 2026)
    • (356)[FCA CF] Material risk taker (17 Jan 2025 to 30 Apr 2026)
  • Sevilla Chea

    IRN SXC01276

    • (358)[FCA CF] Client dealing (11 Dec 2024 to 12 Feb 2025)
  • Shannon Briggs

    IRN SXB02022

    • (304)CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • (305)CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
  • Shi Hui Lee

    IRN SXL00512

    • (567)[FCA CF] Client dealing (5 Oct 2022 to 30 Apr 2024)
  • Shinichi Takasaka

    IRN SXT00637

    • (3)Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

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