Sean O'Keeffe

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (355)[FCA CF] Client dealing (28 Feb 2025 to 8 Aug 2025)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (7 Mar 2016 to 25 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 25 May 2023)
    • CF30 Customer (6 Sep 2010 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (30 May 2008 to 1 Jun 2010)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (355)[FCA CF] Client dealing at Novate Global Markets Limited