Shannon Briggs

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Dec 2020)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (304)CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • (305)CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (304)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (305)CF21 Investment Adviser at Novate Global Markets Limited