Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederic Abdoulaye Ndiaye

    IRN FAN01006

    • (220)CF21 Investment Adviser (2 Mar 2005 to 30 Jun 2005)
  • Fumikazu Kawahara

    IRN FXK13854

    • (609)Director of firm who is not a certification employee or a SMF manager (2 Dec 2020 to 1 Apr 2021)
    • (608)CF2 Non Executive Director (19 Jul 2019 to 8 Dec 2019)
  • Gary Paul Vernon Pocock

    IRN GPP01004

    • (277)CF30 Customer (8 Feb 2008 to 6 Aug 2008)
  • Gavin Jacques Levy

    IRN GJL01081

    • (332)CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • (333)CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
  • Gen Watabe

    IRN GXW01306

    • (181)CF21 Investment Adviser (23 Aug 2004 to 27 Sep 2006)
  • Geneviene Cheng

    IRN GXC00398

    • (402)[FCA CF] Client dealing (20 Jul 2022 to 12 Jan 2023)
  • Genichiro Chiba

    IRN GXC01407

    • (207)CF2 Non Executive Director (29 Apr 2004 to 1 Nov 2005)
  • Geoffrey Karl Snell

    IRN GKS01025

    • (139)CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • (140)CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
  • George Alexander Kierton

    IRN GAK01037

    • (248)CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • George Loyd

    IRN GXL00207

    • (403)[FCA CF] Client dealing (5 Jul 2022 to 15 Jan 2026)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

Show more