Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Client dealing (since 4 Dec 2020)
- CF30 Customer (3 Aug 2009 to 8 Dec 2019)
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- (332)CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- (333)CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (332)CF30 Customer at Novate Global Markets Limited
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controlled function added: (333)CF21 Investment Adviser at Novate Global Markets Limited