Gary Paul Vernon Pocock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Asset Management Partners Limited (no longer approved here)
FRN 186871
- [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2025)
- CF30 Customer (11 Oct 2017 to 8 Dec 2019)
Linear Investments Limited (no longer approved here)
FRN 537389
- CF30 Customer (21 Oct 2015 to 27 Nov 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (1 Dec 2010 to 10 Mar 2015)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (277)CF30 Customer (8 Feb 2008 to 6 Aug 2008)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (277)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.