Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kaoru Shibata

    IRN KXS01339

    • (9)CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • (10)CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)
  • Kaoru Wachi

    IRN KXW01428

    • (197)CF2 Non Executive Director (28 Jun 2011 to 26 Jun 2013)
  • Karina Schmitt Lund

    IRN KSL01010

    • (126)CF21 Investment Adviser (3 Mar 2004 to 26 May 2005)
  • Kateryna Vaschenko

    IRN KXV01053

    • (47)CF30 Customer (1 Nov 2007 to 20 May 2008)
    • (48)CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
  • Kazuaki Kido

    IRN KXK01092

    • (55)CF8 Apportionment and Oversight (7 May 2003 to 1 Apr 2004)
    • (58)CF1 Director (7 May 2003 to 1 Apr 2004)
    • (56)CF3 Chief Executive (7 May 2003 to 1 Apr 2004)
    • (57)CF2 Non Executive Director (1 Dec 2001 to 27 May 2003)
  • Keiichiro Takeda

    IRN KXT01258

    • (206)CF2 Non Executive Director (22 Jun 2007 to 25 Jun 2009)
  • Kelly Koh Ying Ling

    IRN KXK00492

    • (350)[FCA CF] Client dealing (29 May 2025 to 15 Jan 2026)
  • Kenichi Ihara

    IRN KXI01029

    • (178)CF2 Non Executive Director (26 Jun 2003 to 4 Jun 2007)
  • Kenta Tanaka

    IRN KXT00054

    • (445)[FCA CF] Client dealing (15 Oct 2020 to 25 Feb 2024)
  • Kerstin Sofia Ingegerd Ahlqvist

    IRN KSA01015

    • (240)CF30 Customer (1 Nov 2007 to 17 Mar 2010)
    • (241)CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (481)[FCA CF] Client dealing

  2. controlled function added: (480)CF30 Customer

  3. controlled function added: (479)[FCA CF] Client dealing

  4. controlled function added: (478)[FCA CF] Client dealing

  5. controlled function added: (477)[FCA CF] Significant management

  6. controlled function added: (476)[FCA CF] Material risk taker

  7. controlled function added: (475)[FCA CF] Material risk taker

  8. controlled function added: (474)[FCA CF] Client dealing

  9. controlled function added: (473)[FCA CF] Significant management

  10. controlled function added: (472)[FCA CF] Manager of certification employee

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