Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Trust and Banking Corporation (no longer approved here)

    FRN 124708

    • CF3 Chief Executive (29 Mar 2004 to 31 Mar 2005)
    • CF8 Apportionment and Oversight (29 Mar 2004 to 31 Mar 2005)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (55)CF8 Apportionment and Oversight (7 May 2003 to 1 Apr 2004)
    • (56)CF3 Chief Executive (7 May 2003 to 1 Apr 2004)
    • (58)CF1 Director (7 May 2003 to 1 Apr 2004)
    • (57)CF2 Non Executive Director (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (55)CF8 Apportionment and Oversight at Novate Global Markets Limited

  2. controlled function added: (56)CF3 Chief Executive at Novate Global Markets Limited

  3. controlled function added: (57)CF2 Non Executive Director at Novate Global Markets Limited

  4. controlled function added: (58)CF1 Director at Novate Global Markets Limited