Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tony James Ilmari Teegan

    IRN TXT00193

    • (395)[FCA CF] Client dealing (15 May 2023 to 12 Feb 2024)
  • Tony Patrick Leamy

    IRN TPL01012

    • (537)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (538)[FCA CF] Material risk taker (26 Aug 2020 to 25 Aug 2022)
    • (536)CF30 Customer (3 Apr 2014 to 8 Dec 2019)
  • Toru Matsuda

    IRN TXM01455

    • (14)CF2 Non Executive Director (13 Jun 2007 to 28 Jun 2016)
  • Toshihiro Abe

    IRN TXA01062

    • (633)SMF9 Chair of the Governing Body (14 Aug 2020 to 1 Apr 2022)
    • (634)CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
  • Toshio Goto

    IRN TXG01146

    • (147)CF2 Non Executive Director (29 Apr 2004 to 27 Jun 2007)
  • Toshio Koyama

    IRN TXK01111

    • (199)CF2 Non Executive Director (1 Dec 2001 to 26 Jun 2002)
  • Valerie Lee Jia En

    IRN VXL00107

    • (353)[FCA CF] Client dealing (5 Mar 2025 to 18 Nov 2025)
  • Vanisha Nareshkumar Baker

    IRN VNP01000

    • (292)CF30 Customer (27 May 2009 to 19 Mar 2010)
  • Vannyssa Andrison

    IRN VXA00013

    • (478)[FCA CF] Client dealing (26 Aug 2020 to 9 Jan 2026)
  • Varun Kapoor

    IRN VXK01121

    • (97)CF30 Customer (16 Sep 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (521)[FCA CF] Significant management

  2. controlled function added: (520)[FCA CF] Material risk taker

  3. controlled function added: (519)CF10a CASS Oversight function

  4. controlled function added: (518)CF29 Significant management

  5. controlled function added: (517)[FCA CF] Client dealing

  6. controlled function added: (516)CF30 Customer

  7. controlled function added: (515)[FCA CF] Client dealing

  8. controlled function added: (514)CF30 Customer

  9. controlled function added: (513)[FCA CF] Significant management

  10. controlled function added: (512)[FCA CF] Manager of certification employee

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