Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 23 Mar 2026)
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- (537)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
- (538)[FCA CF] Material risk taker (26 Aug 2020 to 25 Aug 2022)
- (536)CF30 Customer (3 Apr 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Nov 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (536)CF30 Customer at Novate Global Markets Limited
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controlled function added: (537)[FCA CF] Client dealing at Novate Global Markets Limited
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controlled function added: (538)[FCA CF] Material risk taker at Novate Global Markets Limited