Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luke Philip Walton

    IRN LPW00014

    • (289)CF30 Customer (1 Nov 2007 to 16 Jun 2010)
    • (290)CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • MARTA MARIA CERIANI

    IRN MMC01059

    • (517)[FCA CF] Client dealing (26 Aug 2020 to 9 Nov 2023)
    • (516)CF30 Customer (16 Nov 2010 to 8 Dec 2019)
  • Mala Parmar

    IRN MXP01710

    • (33)CF30 Customer (1 Nov 2007 to 11 Nov 2015)
    • (34)CF21 Investment Adviser (14 Feb 2007 to 31 Oct 2007)
  • Maria Grazia Forte

    IRN MGF01017

    • (185)CF21 Investment Adviser (29 Mar 2005 to 20 Feb 2006)
  • Maria Patricia Roman Declara

    IRN PXR01343

    • (85)CF30 Customer (2 Apr 2009 to 28 Jan 2010)
  • Maria Samson

    IRN MXS01867

    • (128)CF30 Customer (1 Nov 2007 to 21 Nov 2007)
    • (129)CF21 Investment Adviser (10 Dec 2002 to 31 Oct 2007)
  • Marie Marais

    IRN MXM02317

    • (127)CF30 Customer (28 Jan 2008 to 27 Jun 2008)
  • Marine Anne Caroline Artaud

    IRN MAA01443

    • (429)CF30 Customer (23 Jul 2018 to 29 Apr 2019)
  • Mark Andrew Watts

    IRN MAW01324

    • (249)CF30 Customer (1 Jun 2017 to 8 Apr 2019)
  • Mark Robert Killops

    IRN MRK01031

    • (78)CF21 Investment Adviser (23 Jul 2004 to 13 Jun 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (521)[FCA CF] Significant management

  2. controlled function added: (520)[FCA CF] Material risk taker

  3. controlled function added: (519)CF10a CASS Oversight function

  4. controlled function added: (518)CF29 Significant management

  5. controlled function added: (517)[FCA CF] Client dealing

  6. controlled function added: (516)CF30 Customer

  7. controlled function added: (515)[FCA CF] Client dealing

  8. controlled function added: (514)CF30 Customer

  9. controlled function added: (513)[FCA CF] Significant management

  10. controlled function added: (512)[FCA CF] Manager of certification employee

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