Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 7 Oct 2025)
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- [FCA CF] Client dealing (13 Jun 2024 to 28 Mar 2025)
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- (517)[FCA CF] Client dealing (26 Aug 2020 to 9 Nov 2023)
- (516)CF30 Customer (16 Nov 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (516)CF30 Customer at Novate Global Markets Limited
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controlled function added: (517)[FCA CF] Client dealing at Novate Global Markets Limited