Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • [FCA CF] Client dealing (12 Aug 2020 to 30 Nov 2021)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (249)CF30 Customer (1 Jun 2017 to 8 Apr 2019)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (5 Apr 2012 to 14 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (249)CF30 Customer at Novate Global Markets Limited