Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
- [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
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- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
- [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
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- [PRA CF] Significant risk taker or Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [FCA CF] Material risk taker (22 Aug 2024 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (27 Jun 2024 to 1 Sep 2025)
- [FCA CF] Client dealing (12 Jan 2022 to 1 Sep 2025)
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- [FCA CF] Client dealing (12 Aug 2020 to 30 Nov 2021)
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- (249)CF30 Customer (1 Jun 2017 to 8 Apr 2019)
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- CF30 Customer (5 Apr 2012 to 14 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (249)CF30 Customer at Novate Global Markets Limited