NOVA Wealth Ltd

• Principal Place of Business

  20 Farringdon Street

  -

  London

  EC4A 4AB

  UNITED KINGDOM

  Phone

  +442073900222

  Web

  https://novawm.com

• Complaints Contact

  20 Farringdon Street

  -

  London

  EC4A 4AB

  UNITED KINGDOM

  Phone

  +442073900222

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Rebecca Elizabeth Payne

  IRN RXP00784

  • [FCA CF] Client dealing (since 10 Mar 2026)
• Rene Levesley

  IRN RXL01260

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
• Richard Jacob Wazacz

  IRN RXW01731

  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2019)
  • Responsibility for MCD Intermediation (27 Sep 2017 to 8 Nov 2019)
  • CF11 Money Laundering Reporting (27 Sep 2017 to 8 Nov 2019)
  • CF10 Compliance Oversight (27 Sep 2017 to 8 Nov 2019)
  • CF1 Director (27 Sep 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (27 Sep 2017 to 30 Sep 2018)
• Robert Alan Devey

  IRN RAD01109

  • SMF9 Chair of the Governing Body (since 5 Dec 2024)
  • Responsibility for MCD Intermediation (since 5 Dec 2024)
  • Director of firm who is not a certification employee or a SMF manager (6 Nov 2020 to 17 Oct 2022)
• Robert Graham Handford

  IRN RGH00007

  • CF30 Customer (27 Sep 2017 to 18 May 2018)
• Sapphire Phelan

  IRN SXC02905

  • [FCA CF] Client dealing (since 27 Feb 2026)
• Simon Andrew Rogerson

  IRN SAR01060

  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2024)
  • CF1 Director (27 Sep 2017 to 8 Dec 2019)
• Simon Cahill

  IRN SXC00438

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)
  • [FCA CF] Client dealing (since 20 Jul 2020)
• Simon Douglas Gill

  IRN SDG01036

  • [FCA CF] Manager of certification employee (since 8 Feb 2024)
• Tobias Christian Apted Thiessen Freeman

  IRN TXF00096

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
  • [FCA CF] Client dealing (since 12 Mar 2025)

• Shack Media Limited

  FRN 1047524 · Appointed 26 Jan 2026

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