Richard Jacob Wazacz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NOVA Wealth Ltd (no longer approved here)
FRN 778951
- SMF3 Executive Director (9 Dec 2019 to 29 Sep 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2019)
- CF10 Compliance Oversight (27 Sep 2017 to 8 Nov 2019)
- CF11 Money Laundering Reporting (27 Sep 2017 to 8 Nov 2019)
- Responsible for Insurance Mediation (27 Sep 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (27 Sep 2017 to 8 Nov 2019)
- CF1 Director (27 Sep 2017 to 8 Dec 2019)
Octopus Investments Limited (no longer approved here)
FRN 194779
- CF29 Significant management (18 May 2015 to 3 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.