Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NOVA Wealth Ltd
FRN 778951
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 12 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2025)
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- (3)Employed By (30 Jan 2023 to 20 Feb 2025)
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- (15)Employed By (8 Sep 2021 to 20 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (5 Jul 2021 to 20 Feb 2025)
- CF30 Customer (10 Jun 2021 to 20 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
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