Northland Capital Partners Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
37 Maddox StreetLondonWestminsterW1S 2PPUNITED KINGDOM- Phone
- +4402034700470
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Complaints Contact
37 Maddox StreetLondonW1S 2PPUNITED KINGDOM- Phone
- +4407444030592
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Anthony Muckle
IRN RAM01166
- CF30 Customer (8 Feb 2008 to 17 Aug 2009)
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Richard Dudley Max Dyer-Bartlett
IRN RDD01009
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
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Richard Earthrowl
IRN RSE01009
- CF30 Customer (28 Feb 2008 to 28 May 2010)
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Richard Giles Lucas
IRN RGL01022
- CF21 Investment Adviser (25 Sep 2003 to 29 Apr 2005)
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Richard Lawrence Hargreaves
IRN RBH01016
- CF23 Corporate Finance Adviser (24 Mar 2005 to 30 Aug 2005)
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Ricky Becker
IRN RXB01346
- CF30 Customer (1 Apr 2011 to 24 Nov 2011)
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Robert Alan Johnson
IRN BXJ01185
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
- CF30 Customer (12 Feb 2018 to 8 Dec 2019)
- CF3 Chief Executive (20 Feb 2013 to 11 Aug 2014)
- CF1 Director (10 May 2011 to 8 Dec 2019)
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Robert Anthony Mattievich Whitaker
IRN RAW01080
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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Robert Douglas Edwin Dowling
IRN RXD88664
- CF30 Customer (11 Apr 2022 to 15 Dec 2025)
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Robert Fulton Wallace Paterson
IRN RFP01025
- CF30 Customer (16 Nov 2009 to 11 Oct 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Patersons Securities UK Limited (no longer appointed)
FRN 562547 · Appointed 17 Aug 2011 · Until 21 Nov 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.