Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northland Capital Partners Limited
FRN 155200
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)
- CF30 Customer (12 Feb 2018 to 8 Dec 2019)
- CF3 Chief Executive (20 Feb 2013 to 11 Aug 2014)
- CF1 Director (10 May 2011 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 13 Jan 2024)
- CF30 Customer (4 Mar 2019 to 8 Dec 2019)
- CF4 Partner (4 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.