Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (20 Feb 2013 to 11 Aug 2014)
    • CF1 Director (10 May 2011 to 8 Dec 2019)
  • S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)

    FRN 516932

    • SMF27 Partner (9 Dec 2019 to 13 Jan 2024)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
    • CF4 Partner (4 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.