Northland Capital Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Robert John Pountney
IRN RJP01114
- CF30 Customer (1 Sep 2016 to 9 May 2018)
Robert Mark Rees
IRN RMR01043
- CF30 Customer (8 Feb 2016 to 31 Jan 2019)
Robin Bernard Houssemayne Du Boulay
IRN RBD01009
- CF30 Customer (1 Nov 2007 to 10 Mar 2009)
- CF1 Director (29 Sep 2006 to 27 Jun 2007)
- CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (29 Sep 2006 to 31 Oct 2007)
Rodney Guy Venables
IRN RGV01004
- CF30 Customer (2 Sep 2010 to 9 Aug 2012)
Roman Cizdyn
IRN RXC01240
- CF30 Customer (7 Jul 2008 to 31 Mar 2009)
Romil Patel
IRN RXP01501
- CF30 Customer (1 Nov 2007 to 3 Apr 2009)
- CF22 Investment Adviser (Trainee) (27 Sep 2005 to 31 Oct 2007)
Roy Edward Campbell
IRN REC01034
- [FCA CF] Client dealing (since 1 Jan 2020)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
Roy Phillips
IRN RXP01174
- CF30 Customer (7 Mar 2011 to 24 Nov 2011)
Sabina Zinat
IRN SXZ01031
- CF22 Investment Adviser (Trainee) (12 Jan 2004 to 28 Sep 2004)
Sam Wahab
IRN SXW01857
- CF30 Customer (1 Feb 2018 to 1 Jun 2018)

Smaller firms operating under this firm's FCA authorisation.

Conexus Capital Limited (no longer appointed)
FRN 973816 · Appointed 8 Apr 2022 · Until 21 Jan 2026
Patersons Securities UK Limited (no longer appointed)
FRN 562547 · Appointed 17 Aug 2011 · Until 21 Nov 2014
Langton Capital Ltd (no longer appointed)
FRN 520698 · Appointed 18 Mar 2010 · Until 5 Aug 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.