Sam Wahab

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 2 Sep 2024)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (31 Mar 2022 to 30 Aug 2024)
S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)
FRN 516932
- [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2022)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF30 Customer (1 Feb 2018 to 1 Jun 2018)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (7 Mar 2013 to 30 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.