Northland Capital Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Philip Tansey
IRN PXT01457
- CF3 Chief Executive (16 Oct 2018 to 16 Oct 2018)
Philippa Stephanie Birts
IRN PSH01047
- CF30 Customer (9 Jul 2008 to 19 Mar 2010)
RYAN DAVID LONG
IRN RDL01081
- CF30 Customer (6 Sep 2011 to 31 Oct 2018)
Rachel Elizabeth Jackson
IRN REJ01020
- CF30 Customer (12 May 2009 to 17 Jan 2010)
Ramsey Khalil Kardouche
IRN RKK01017
- CF30 Customer (1 Dec 2012 to 2 Sep 2014)
Ranald Howard McGregor-Smith
IRN RHM01027
- CF30 Customer (26 Sep 2008 to 2 Apr 2009)
- CF1 Director (26 Sep 2008 to 2 Apr 2009)
Raymond Paul Backhouse
IRN RPB01061
- CF1 Director (3 Nov 2006 to 4 Apr 2007)
- CF21 Investment Adviser (10 Jul 2006 to 4 Apr 2007)
Raymond Silvester
IRN RXS01274
- CF30 Customer (13 Nov 2009 to 11 Oct 2010)
Rhodri David Cruwys
IRN RDC01057
- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF1 Director (10 Aug 2005 to 1 Oct 2008)
- CF23 Corporate Finance Adviser (18 May 2005 to 31 Oct 2007)
Richard Aaron Parlons
IRN RAP01120
- CF21 Investment Adviser (8 Apr 2004 to 27 Oct 2006)
- CF26 Customer Trading (8 Apr 2004 to 27 Oct 2006)

Smaller firms operating under this firm's FCA authorisation.

Conexus Capital Limited (no longer appointed)
FRN 973816 · Appointed 8 Apr 2022 · Until 21 Jan 2026
Patersons Securities UK Limited (no longer appointed)
FRN 562547 · Appointed 17 Aug 2011 · Until 21 Nov 2014
Langton Capital Ltd (no longer appointed)
FRN 520698 · Appointed 18 Mar 2010 · Until 5 Aug 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.