Rhodri David Cruwys

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pool Reinsurance Company Limited

    FRN 202881

    • SMF4 Chief Risk (since 22 May 2023)
    • SMF16 Compliance Oversight (since 11 Apr 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2019)
  • HARDY (UNDERWRITING AGENCIES) LIMITED (no longer approved here)

    FRN 204843

    • CF11 Money Laundering Reporting (30 Dec 2009 to 28 Feb 2017)
    • CF1 Director (30 Dec 2009 to 28 Nov 2012)
    • CF10 Compliance Oversight (30 Dec 2009 to 28 Feb 2017)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF1 Director (10 Aug 2005 to 1 Oct 2008)
    • CF23 Corporate Finance Adviser (18 May 2005 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 29 Apr 2005)
    • CF1 Director (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.