Northland Capital Partners Limited

Date authorised
1 April 2013
Companies House
02617599
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Maddox Street
    London
    Westminster
    W1S 2PP
    UNITED KINGDOM
    Phone
    +4402034700470
    Web
    https://northlandcp.co.uk

  • Complaints Contact

    37 Maddox Street
    London
    W1S 2PP
    UNITED KINGDOM
    Phone
    +4407444030592

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Timothy Stokeld

    IRN JTS01040

    • CF30 Customer (16 Apr 2008 to 7 Apr 2009)
    • CF1 Director (4 Apr 2008 to 8 Apr 2008)
  • John-Henry Montgomery Wicks

    IRN JXW01963

    • CF30 Customer (18 Jul 2011 to 24 May 2013)
  • Jonathan Andrew Broughton Turner

    IRN JAT01137

    • CF30 Customer (1 Oct 2009 to 21 Jan 2010)
  • Jonathan David Evans

    IRN JXE01246

    • CF22 Investment Adviser (Trainee) (19 Jan 2006 to 8 Feb 2007)
  • Joseph Edward Drown

    IRN JED01077

    • CF30 Customer (13 Nov 2009 to 11 Oct 2010)
  • Justin Llewellyn Gareth Lewis

    IRN JLL01021

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF3 Chief Executive (15 Jul 2004 to 30 Sep 2006)
    • CF10 Compliance Oversight (15 Jul 2004 to 11 Jan 2005)
    • CF8 Apportionment and Oversight (15 Jul 2004 to 30 Sep 2006)
    • CF11 Money Laundering Reporting (13 Feb 2003 to 11 Jan 2005)
    • CF1 Director (1 Dec 2001 to 28 Feb 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Katie Emma Jayne Ratner

    IRN KER01021

    • CF22 Investment Adviser (Trainee) (22 Mar 2006 to 12 Oct 2007)
  • Katie Shelton-Innes

    IRN KJS01114

    • CF30 Customer (30 Sep 2009 to 24 Aug 2012)
  • Kelly Louise Morgan

    IRN KLM01057

    • CF11 Money Laundering Reporting (6 Dec 2017 to 24 Feb 2019)
    • CF10 Compliance Oversight (6 Dec 2017 to 24 Feb 2019)
  • Kevin Charles Rook

    IRN KCR01013

    • CF11 Money Laundering Reporting (1 Jan 2013 to 1 Dec 2014)
    • CF10 Compliance Oversight (24 Feb 2011 to 1 Dec 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.