Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF1 Director (29 Jan 2009 to 17 Apr 2009)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF3 Chief Executive (15 Jul 2004 to 30 Sep 2006)
    • CF10 Compliance Oversight (15 Jul 2004 to 11 Jan 2005)
    • CF8 Apportionment and Oversight (15 Jul 2004 to 30 Sep 2006)
    • CF11 Money Laundering Reporting (13 Feb 2003 to 11 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Feb 2007)
  • Endeavour Ventures Limited (no longer approved here)

    FRN 431709

    • CF2 Non Executive Director (26 Aug 2005 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.