Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (29 Jan 2009 to 17 Apr 2009)
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- CF30 Customer (1 Nov 2007 to 3 Jun 2009)
- CF3 Chief Executive (15 Jul 2004 to 30 Sep 2006)
- CF10 Compliance Oversight (15 Jul 2004 to 11 Jan 2005)
- CF8 Apportionment and Oversight (15 Jul 2004 to 30 Sep 2006)
- CF11 Money Laundering Reporting (13 Feb 2003 to 11 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 28 Feb 2007)
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- CF2 Non Executive Director (26 Aug 2005 to 1 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.